Financial Services Law & Regulation

This book explains the legal principles, rules, concepts, and developments that underpin the practice of financial law in common law countries, and...

This book is the first to draw together the numerous different regulations which affect how commodities are traded in the EU. Having long been a ...

This book primarily provides assistance to litigators who find themselves acting for or against firms in contentious regulatory matters. The materi...

Financial capital regulation drives almost every aspect of the financial markets, from the structures of financial groups and the way they raise ca...

A Practitioner#s Guide to Conflicts of Interest in the Financial Services Industry examines in a practical manner the complex law and regulations t...

This book provides a detailed analysis and critical assessment of the EU and US resolution regimes for banks and financial institutions on a compar...

Since the Global Financial Crisis, a surge of interest in the use of finance as a tool to address social and economic problems suggests the potenti...

If a broker-dealer liquidates in federal bankruptcy court, why does an insurance company liquidate in state court, and a bank outside of court alto...

Money Laundering and Terrorist Financing Act 2010: Annotated is a detailed and expert annotation of the Criminal Justice (Money Laundering and Terr...

The richness, clarity and nuances of the structure and methodology followed by the contributors make the book a very valuable tool for students... ...

A comprehensive guide to the rules and regulations that govern the UK financial services industry, providing:- Analysis of the various laws and reg...

Financial management and business planning are essential to a profitable business. This invaluable Toolkit helps you to implement effective managem...

This new work provides timely analysis of the cross-border exercise of banking activity in the EU and its supervision, from the perspective of the ...

Most legal text books and practitioners' guides focus on the impact of financial services law and regulation on individual legal entities: the appl...

Big banks are capable of wreaking havoc on the global economy, and governments have often felt powerless to stop them. Regulators have responded by...

One of the most significant trends in the evolution of global tax systems has been the rise from relative obscurity of thin capitalisation rules, w...

This is the third edition of the only work to focus on the topic of legal risk, expanded in this edition to include much new material specifically ...